Our ADV filing with the Securities and Exchange Commission covers important areas that include our business practices, investment strategies, fees, operations, and more.
Level Financial Advisors, Inc. (“Company”) is an SEC registered investment adviser located in Amherst, New York. A copy of the Company’s current written disclosure Brochure discussing our advisory services and fees continues to remain available upon request.
The Company may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. The Company’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of the Company’s web site on the Internet should not be construed by any consumer and/or prospective client as Company’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by the Company with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. A copy of the Company’s current written disclosure Brochure and Form CRS discussing the Company’s business operations, services, and fees is available on this web site and/or from Company upon written request. The Company does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to the Company’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by the Company), will be profitable or equal any historical performance level(s).
Neither the Company’s investment adviser registration status, nor any amount of prior experience or success, should be construed that a certain level of results or satisfaction will be achieved if the Company is engaged, or continues to be engaged, to provide investment advisory services. The Company’s registration status does not imply a specific level of skill or training.
Certain portions of the Company’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, the Company (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Company, or from any other investment professional. The Company is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to Company’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from the Company, or from any other investment professional.
Each client and prospective client agrees, as a condition precedent to his/her/its access to Company’s web site, to release and hold harmless the Company, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from the Company.
ANY QUESTIONS: Level Financial Advisors, Inc.’s Chief Compliance Officer remains available to address any questions regarding rankings and/or recognitions, including the criteria used for any reflected ranking.
FINANCIAL PLANNING, WEALTH MANAGEMENT, OUR SERVICES DISCLOSURE
Please Note: Limitations.
The scope of any financial planning and consulting services to be provided depends upon the terms of the engagement, and the specific requests and needs of the client. Level Financial Advisors, Inc. does not serve as an attorney, accountant, or insurance agent. Level Financial Advisors, Inc. does not prepare legal documents, nor does it sell insurance products.
*Please Note: Limitations:
The achievement of any professional designation, certification, degree, or license should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results or satisfaction if Level Financial Advisors, Inc. is engaged, or continues to be engaged, to provide investment advisory services.
No membership in any professional organization, or any amount of prior experience or success, should be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Level Financial Advisors, Inc. is engaged, or continues to be engaged, to provide investment advisory services
The achievement of any professional designation, certification, degree, or license, recognition by publications, media, or other organizations, membership in any professional organization, or any amount of prior experience or success, should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results or satisfaction if Level Financial Advisors, Inc. is engaged, or continues to be engaged, to provide investment advisory services.
The scope of any financial planning and consulting services to be provided depends upon the terms of the engagement, and the specific requests and needs of the client. Level Financial Advisors, Inc. does not serve as an attorney, accountant, or insurance agent. Level Financial Advisors, Inc. does not prepare legal documents or tax returns, nor does it sell insurance products. Please Also Note: Different types of investments involve varying degrees of risk. Therefore, it should not be assumed that future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended and/or undertaken by Level Financial Advisors, Inc.) or any planning or consulting services, will be profitable, equal any historical performance level(s), or prove successful. A copy of our current written disclosure Brochure discussing our advisory services and fees continues to remain available upon request or at www.levelfa.com.
TESTIMONIALS AND REVIEWS DISCLOSURE
Any reviews or testimonials (for example Google Reviews) presented are from current clients, written by the clients, and participation was broadly requested by Level Financial Advisors. The individuals providing testimonials have NOT been compensated, nor do they receive any direct or indirect benefit in connection with their testimonial. The services and performance may not be the same as those experienced by the individual providing the testimonial. No testimonial, ranking, or recognition should be construed as a current or past endorsement of Level Financial Advisors by any of its clients.
A copy of our current written disclosure Brochure discussing our advisory services and fees continues to remain available upon request or at www.levelfa.com.
MEDIA DISCLOSURE
Please Note: Limitations. Neither publications in, or acknowledgments by any type of media, or any amount of prior experience or success, should be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results or satisfaction if Level Financial Advisors, Inc. is engaged, or continues to be engaged, to provide investment advisory services. No such publication should be construed as a current or past endorsement of Level Financial Advisors, Inc. by any of its clients. A copy of Level Financial Advisors, Inc.’s written Disclosure Brochure and Form CRS discussing its advisory services and fees continues to remain available at www.levelfa.com.
SPEAKING ENGAGEMENTS DISCLOSURE
Please Note: Limitations. Neither speaking engagements, nor or any amount of prior experience or success, should t be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results or satisfaction if Level Financial Advisors, Inc. engaged, or continues to be engaged, to provide investment advisory services. No such speaking engagement should be construed as a current or past endorsement of Level Financial Advisors, Inc. by any of its clients. Copies of Level Financial Advisors, Inc.’s written Disclosure Brochure and Form CRS discussing its advisory services and fees continues to remain available at www.levelfa.com.
VIDEO DISCLOSURE
Please Note: No portion of the video content, or any amount of prior experience or success, should be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results or satisfaction if Level Financial Advisors, Inc. is engaged, or continues to be engaged, to provide investment advisory services. Moreover, you should not assume that any portion of the video content serves as the receipt of, or as a substitute for, personalized investment advice from Level Financial Advisors, Inc.
INVESTMENTS DISCLOSURE
*Please Note: Limitations. Different types of investments involve varying degrees of risk. Therefore, it should not be assumed that future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended and/or undertaken by Level Financial Advisors, Inc., will be profitable, equal any historical performance level(s), or prove successful.
RANKINGS & RECOGNITIONS DISCLOSURE
Please Note: Limitations. Neither rankings nor recognitions by unaffiliated rating services, publications, media, or other organizations, nor the achievement of any professional designation, certification, degree, or license, membership in any professional organization, or any amount of prior experience or success, should be construed by a client or prospective client as a guarantee that the client will experience a certain level of results if the investment professional or the investment professional’s firm is engaged, or continues to be engaged, to provide investment advisory services. A fee was not paid by either the investment professional or the investment professional’s firm to receive the ranking. The ranking is based upon specific criteria and methodology (see ranking criteria/methodology). No ranking or recognition should be construed as an endorsement by any past or current client of the investment professional or the investment professional’s firm.
